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Current Employers
Cambridge Investment Research Advisors, Inc.

1776 Pleasant Plain Rd., Fairfield, IA 52556-8757 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2018-04-20
  • FL RA
    APPROVED
    Since 2018-04-20

Branch Locations

5537 S. Williamson Blvd, Suite 754, Port Orange, FL 32174 • United States

1395 West Granada Blvd., Ormond Beach, FL 32174 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
National Planning Corporation Port Orange FL 01/2013 11/2017
Lpl Financial Llc Port Orange FL 11/2017 04/2018
Cambridge Investment Research, Inc. Fairfield IA 04/2018 Present
Cambridge Investment Research Advisors, Inc. Fairfield IA 04/2018 Present
Previous Registrations
  • 2017-11-29 → 2018-04-25
    Ormond Beach, FL
    Port Orange, FL
  • 2013-01-15 → 2017-12-06
    National Planning Corporation
    Port Orange, FL
    Ormond Beach, FL
    Ormond Beach, FL
    Los Angeles, CA
Other Businesses

1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 40/WK - 40/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2.INDEPENDENT INSURANCE AGENT,5537 S WILLIAMSON BLVD, STE 754, PORT ORANGE, FL, 6/2008 FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL - 10/WK - 10/TRADING.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-10-11
  • S66 Uniform Combined State Law Examination
    2012-10-11
Designations
Other Names
  • Keith Jones
  • E. Keith Jones

View on SEC IAPD

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