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Garth Morley Mchenry

LPl Financial LLC

Friendswood, TX

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2006-03-03
  • TX RA
    APPROVED
    Since 2006-03-03

Branch Locations

111 W Castlewood, Friendswood, TX 77546 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.) Friendswood TX 03/2006 Present
  • 03/2006 → Present
    Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
    Friendswood, TX
Previous Registrations
  • 2005-09-20 → 2006-03-06
    Banc One Securities Corporation
    Pasadena, TX
    Houston, TX
  • 2005-07-06 → 2005-09-22
    Chase Investment Services Corp.
    Pasadena, TX
  • 2005-06-02 → 2005-07-06
    Banc One Securities Corporation
    Pasadena, TX
Other Businesses

1. 03/03/2006 - No Business Name - INVESTMENT RELATED - At Reported Business Location(s) - Non-Variable Insurance - FIXED INSURANCE - 25% OF TIME. 2. 2/14/2007 - No Business Name - Investment Related - REAL ESTATE RENTAL - 1% TIME SPENT - OWN A RENTAL HOUSE THAT PROVIDES RENTAL INCOME. 3. 2/8/2008 - MCHENRY INVESTMENT MANAGEMENT - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Time Spent 10%. 4. 1/21/2009 - McHenry Investment Management - Investment Related - At Reported Business Location(s) - Non-Variable Insurance DBA - Time Spent 100%. 5. 3/17/2010 - MCHENRY MANAGEMENT - Investment Related - Edgewater, Holly Hill & New Smyrna Beach, FL - REAL ESTATE RENTAL - Time Spent 15%. 6. 5/18/2011 - MCHENRY MANAGEMENT, LLC - Investment Related - Cocoa Beach, Edgewater, Holly Hill & New Smyrna Beach, FL - REAL ESTATE RENTAL - 5% OF TIME SPENT. 7. 4/21/2017 - No Business Name - Not Investment Related - At Reported Business Location(s) - Other-Notary - Started 01/01/2013 - 1 Hours Per Month/0 Hours During Securities Trading. 8. 5/1/2017 - MCHENRY INVESTMENT MANAGEMENT, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 05/18/2011 - 5 Hours Per Month/0 Hours During Securities Trading. 9. 04/26/2024 - Grand Ol' Barn LLC - Real Estate Rental - Investment Related - Smyrna Beach, FL - Start Date 01/01/2023 - 0 Hours per Month/ During Trading 10. 08/02/2024 - Morley Randolph LLC - Other - airplane - Not Investment Related - Home Based - Start Date 01/01/2021 - 0 Hours Per Month/ During Trading 11. 04/21/2025 - Pat's Oyster Bar - Investment Related - Other - Raw Land Ownership - None - Start Date: 04/10/2023 - Pat's Oyster Bar - 00 Hrs/Mth - 00 Hrs During Trading. 12. 06/15/2023 - WIN WIN 1, LLC; Waterside 8 LLC - Not Investment Related - Other - HOTEL INVESTMENT AND MANAGEMENT - At Reported Business Location(s) - Start Date: 04/01/2017 - WIN WIN 1, LLC - 10 Hrs/Mth - 01 Hrs During Trading. 13. 06/15/2023 - Lagoon Hospitality - Not Investment Related - Other - HOTEL INVESTMENT AND MANAGEMENT - New Smyrna Beach, FL 32169. - Start Date: 09/07/2022 - Lagoon Hospitality - 10 Hrs/Mth - 01 Hrs During Trading.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1997-01-31
S63 Uniform Securities Agent State Law Examination 1991-03-12
  • S65 Uniform Investment Adviser Law Examination
    1997-01-31
  • S63 Uniform Securities Agent State Law Examination
    1991-03-12

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