Steven Jay Maurer

Employer firm

Kestra Advisory Services, LLC CRD 283330

$79.8B regulatory AUM 6,392 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2003 → 07/2022
  National Securities Corporation
  Boca Raton, FL
• 03/2008 → 10/2024
  B. Riley Wealth Advisors, Inc.
  Seattle, WA
• 07/2022 → 10/2024
  B. Riley Wealth Management
  Boca Raton, FL
• 10/2024 → Present
  Kestra Investment Services, Llc
  Boca Raton, FL
• 10/2024 → Present
  Kestra Advisory Services, Llc
  Boca Raton, FL

Previous Registrations

• 2008-03-10 → 2024-10-30
  B. Riley Wealth Advisors, Inc.
  Boca Raton, FL

Other Businesses

Business Name: KESTRA ADVISORY SERVICES POSITION: IAR NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 09/27/2024 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin TX 78735 DESCRIPTION: IAR Business Name: Z.PUG.COM, INC. POSITION: President NATURE: Passthrough S-Corp INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 10/22/2004 ADDRESS: 19256 Redberry Ct, Boca Raton FL 33498 DESCRIPTION: file taxes Business Name: WEALTH EMPOWERMENT FINANCIAL STRATEGIES POSITION: On site supervisory role NATURE: Registered rep activities through Kestra Investment Services INVESTMENT RELATED: Yes NUMBER OF HOURS: 140 SECURITIES TRADING HOURS: 128 START DATE: 09/27/2024 ADDRESS: 2424 N. Federal Hwy Suite 400, Boca Raton FL 33498 DESCRIPTION: Liason between home office supervision and on site activities

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-03-03
• S63 Uniform Securities Agent State Law Examination
  1991-01-30