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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
PA RA APPROVED 2015-05-20
CA RA APPROVED 2006-01-11
  • PA RA
    APPROVED
    Since 2015-05-20
  • CA RA
    APPROVED
    Since 2006-01-11

Branch Locations

217 Cable Lane, Hollsopple, PA 15935-8525 • United States

Johnstown, PA • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Linsco/Private Ledger Corp. Johnstown PA 08/2005 Present
  • 08/2005 → Present
    Linsco/Private Ledger Corp.
    Johnstown, PA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-01-10
  • S66 Uniform Combined State Law Examination
    2006-01-10

View on SEC IAPD

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