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LPl Financial LLC CRD 6413
$819B regulatory AUM 209,600 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2014-10-22 |
Branch Locations
214 Woodstown Highway, Hollsopple, PA 15935 • United States
105A College Park Plz, Johnstown, PA 15904 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial Llc | Johnstown | PA | 01/2012 | Present |
1. 01/12/2012 - CPA AFFILIATE PROGRAM / ACTION ACCOUNTING CPA / SOLE PROPRIETOR OF THIS CPA FIRM THAT OFFERS TAX PREP, TAX PLANNING, PAYROLL, AND OTHER ACCOUNTING CONSULTING SERVICES / INVESTMENT RELATED / 90% OF TIME / JOHNSTOWN, PA.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2012-02-08 |
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