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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-09-22
SC RA APPROVED 1991-05-14
  • TX RA
    APPROVED
    Since 2021-09-22
  • SC RA
    APPROVED
    Since 1991-05-14

Branch Locations

121 Arrowwood Rd, Columbia, SC 29210-7501 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Columbia SC 09/2005 03/2020
Ameriprise Financial Services, Llc Columbia SC 03/2020 Present
Other Businesses

Real Estate Ownership; Single Family; 2011 Hwy 17 N. Mt Pleasant SC, ,; Not Investment-Related; 01/31/2005 / Single Family; 600 acres Kershaw County, ,; Not Investment-Related; 01/01/2007 / Single Family; 264 Viarreggio Dr Myrtle Beach SC, ,; Not Investment-Related; 02/26/2007 / Single Family; 121 Arrowwood Rd Columbia SC 29210, ,; Not Investment-Related; 11/30/2011 / Single Family; 7930 Edenbrook Circle Unit D North Charleston SC 29418, ,; Not Investment-Related; 07/08/2016 / Single Family; 5092 Chisolm Road, , Johns Island, SC, 29455; Not Investment-Related; 11/18/2020. Business Ownership; White Oak Timber Company LLC; ; Timber Management; Timber Management, ,; ; 02/01/2010; 1 to 9 hours per month; / GC Newman, LLC; Owner; Holds Real Estate and business account for CFP business; 121 Arrowwood RoadColumbia SC 29210, ,; Investment-Related; 09/23/2011; 20 to 39 hours per month; 10 to 19 during trading hours / Miss Emily Charters; Captain of fishing charters; Fishing boat; 5092 Chisolm Road, , Johns Island, SC, 29455; Not Investment-Related; 06/15/2000; 1 to 9 hours per month; 10 to 19 during trading hours. Other Business Activities; Owner Financing of Real Estate; 102 Hollytree Circle Ladson SC Owner Financing; 102 Hollytree circle Ladson SC, ,; ; 11/01/2015; 0 hours per month; 0 during trading hours / 316 Park Springs Road; Owner financing- Sold and finance the mortgage 'Sold the property on January 1,2023 and I hold the mortgage. Loan details: Borrower: Amount financed: $317,000 Interest Rate: 7% Monthly Payments: 2,109.01 Term: 30 years'; 316 Park Springs Road, , Columbia , SC, 29223; Not Investment-Related; 01/01/2023; 0 hours per month; 0 during trading hours / 1033 Byrd Street; Sold and financed home Owner financing- Sold and finance the mortgage 'Sold the property on July 1,2022 and I hold the mortgage. Loan details: Borrower: Amount financed: $100,000 Interest Rate: 6% Monthly Payments: 600 Term: 30 years'; 1033 Byrd Street, , Hartsville, SC, 29550; Not Investment-Related; 07/01/2022; 0 hours per month; 0 during trading hours / 804 Cold Branch Court; sold and financed home Owner financing- Sold and finance the mortgage 'Sold the property on January 1,2021 and I hold the mortgage. Loan details: Borrower: Amount financed: $260,000 Interest Rate: 5.5% Monthly Payments: $1,476.25 Term: 30 years'; 804 Cold Branch Drive, , Columbia, SC, 29223; Not Investment-Related; 01/01/2021; 0 hours per month; 0 during trading hours / 108 Columns Road; Sold and financed home Owner financing- Sold and finance the mortgage 'Sold the property on February 1,2021 and I hold the mortgage. Loan details: Borrower: Amount financed: $530,000 Interest Rate: 5.475% Monthly Payments: $3,000 Term: 30 years'; 108 Columns Road, , Summerville, SC, 29483; Not Investment-Related; 02/01/2021; 0 hours per month; 0 during trading hours / 2361 Camelia Street; Financing the mortgage Owner financing- financed the mortgage 'Financed the property only for my stepson Chad on August 1,2022 and I hold the mortgage. Loan details: Borrower: Amount financed: $170,000 Interest Rate: 6% Monthly Payments: 1,091 Term: 30 years'; 2361 Camelia Street, , Cayce, SC, 29033; Not Investment-Related; 08/01/2022; 0 hours per month; 0 during trading hours / 4 Cold Branch Court; Sold and Financed home to my daughter Owner financing- Sold and finance the mortgage 'Sold the property on December 1,2024 and I hold the mortgage. Loan details: Borrower: Amount financed: $200,000 Interest Rate: 0% Monthly Payments: $500 Term: 30 years'; 4 Cold Branch Court, , Columbia, SC, 29223; Not Investment-Related; 12/01/2024; 0 hours per month; 0 during trading hours.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-04-24
  • S63 Uniform Securities Agent State Law Examination
    1991-04-24
Other Names
  • Gregg C Newman

View on SEC IAPD

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