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Keith Robert Johnson

Thrivent Investment Management Inc.

Golden Valley, MN

CRD 2099730

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Employer firm

Thrivent Investment Management Inc. CRD 18387

$20.8B regulatory AUM 84,100 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Thrivent Investment Management Inc.

600 Portland Avenue South, Minneapolis, MN 55415 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-01-25
MN RA APPROVED 2013-11-18
  • TX RA
    APPROVED
    Since 2018-01-25
  • MN RA
    APPROVED
    Since 2013-11-18

Branch Locations

701 Xenia Ave. S. Suite 550, Golden Valley, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Thrivent Investment Management Inc. Golden Valley MN 07/2002 Present
Thrivent Financial For Lutherans Appleton WI 07/2002 Present
Other Businesses

ANNUAL TRAILER COMMISSIONS FOR THE FOLLOWING: I RECIEVE FROM ALLIANZ LIFE 600 DOLLARS A YEAR, LECLAIR CORP 1030 DOLLARS A YEAR. THESE TRAILORS ARE PASSIVE INCOME AND I DO NOT SPEND ANY TIME ON THIS BUSINESS ACTIVITY AND HAVE NOT FOR SEVERAL YEARS.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2004-01-26
S63 Uniform Securities Agent State Law Examination 1991-04-08
  • S66 Uniform Combined State Law Examination
    2004-01-26
  • S63 Uniform Securities Agent State Law Examination
    1991-04-08
Designations
  • Chartered Financial Consultant

View on SEC IAPD

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