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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-03-17
  • TX RA
    APPROVED
    Since 2021-03-17

Branch Locations

3310 S Broadway Ave Ste 202, Tyler, TX 75701 • United States

3122 Nealy Way, Longview, TX 75605 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Investment Centers Of America Whitehouse TX 06/2008 12/2016
Ameriprise Financial Services, Inc. Tyler MN 12/2016 03/2021
Lpl Financial, Llc Tyler TX 03/2021 Present
  • 06/2008 → 12/2016
    Investment Centers Of America
    Whitehouse, TX
  • 12/2016 → 03/2021
    Ameriprise Financial Services, Inc.
    Tyler, MN
  • 03/2021 → Present
    Tyler, TX
Previous Registrations
  • 2016-12-16 → 2021-03-19
    Tyler, TX
  • 2008-07-01 → 2016-12-16
    Investment Centers Of America, Inc.
    Tyler, TX
    Tyler, TX
    Whitehouse, TX
    Longview, TX
    Longview, TX
    Tyler, TX
    Tyler, TX
    Tyler, TX
    Big Sandy, TX
    Longview, TX
    Longview, TX
    Longview, TX
    Gladewater, TX
    Tyler, TX
    Gilmer, TX
    Marshall, TX
    Frankston, TX
    Van, TX
    Palestine, TX
    Kilgore, TX
    Emory, TX
    Grand Saline, TX
    Malakoff, TX
    Athens, TX
    Athens, TX
    Gun Barrel City, TX
    Mabank, TX
  • 2005-02-22 → 2008-04-01
    Chase Investment Services Corp.
    Tyler, TX
    Houston, TX
    Houston, TX
    Houston, TX
Other Businesses

1.03/17/2021; Craig Morton; Tax Prep/Accounting/CPA; Investment Related; 11480 Cedar Glen Flint,TX; Start Date 03/01/2021; 5hrs/mth; hrs during trading 2.03/17/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Morton Financial Strategies; Investment Related; at Reported Business Location(s); Start Date 03/17/2021; 160hrs/mth; 8hrs during trading 3.11/01/2021; None; Property and Casualty; Investment Related; at Reported Business Location(s); Start Date 07/26/2021; 5hrs/mth; 1hrs during trading 4.08/03/2023; None; Property and Casualty; Investment Related; at Reported Business Location(s); Start Date 05/31/2023; 1hrs/mth; 1hrs during trading 5.10/24/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Ironwood Financial; Investment Related; at Reported Business Location(s); Start Date 10/16/2025; 160hrs/mth; 160hrs during trading 6.08/28/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name AST Wealth Partners; Investment Related; at Reported Business Location(s); Start Date 09/01/2026; 160hrs/mth; 160hrs during trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-18
S63 Uniform Securities Agent State Law Examination 1990-10-01
  • S65 Uniform Investment Adviser Law Examination
    1998-02-18
  • S63 Uniform Securities Agent State Law Examination
    1990-10-01
Other Names
  • Anthony Craig Morton
  • Craig Morton
  • A.C. Morton

View on SEC IAPD

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