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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2021-03-17 |
Branch Locations
3310 S Broadway Ave Ste 202, Tyler, TX 75701 • United States
3122 Nealy Way, Longview, TX 75605 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Investment Centers Of America | Whitehouse | TX | 06/2008 | 12/2016 |
| Ameriprise Financial Services, Inc. | Tyler | MN | 12/2016 | 03/2021 |
| Lpl Financial, Llc | Tyler | TX | 03/2021 | Present |
1.03/17/2021; Craig Morton; Tax Prep/Accounting/CPA; Investment Related; 11480 Cedar Glen Flint,TX; Start Date 03/01/2021; 5hrs/mth; hrs during trading 2.03/17/2021; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Morton Financial Strategies; Investment Related; at Reported Business Location(s); Start Date 03/17/2021; 160hrs/mth; 8hrs during trading 3.11/01/2021; None; Property and Casualty; Investment Related; at Reported Business Location(s); Start Date 07/26/2021; 5hrs/mth; 1hrs during trading 4.08/03/2023; None; Property and Casualty; Investment Related; at Reported Business Location(s); Start Date 05/31/2023; 1hrs/mth; 1hrs during trading 5.10/24/2025; Investment products and services are offered through LPL Financial LLC using the DBA/trade name Ironwood Financial; Investment Related; at Reported Business Location(s); Start Date 10/16/2025; 160hrs/mth; 160hrs during trading 6.08/28/2026; Investment products and services are offered through LPL Financial LLC using the DBA/trade name AST Wealth Partners; Investment Related; at Reported Business Location(s); Start Date 09/01/2026; 160hrs/mth; 160hrs during trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-18 |
| S63 | Uniform Securities Agent State Law Examination | 1990-10-01 |
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