Joseph Delio Polsinelli

Current Employers

Employment History

• 02/2001 → Present
  Empire State Asset Management Llc
  Niskayuna, NY
• 11/2014 → 02/2018
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 11/2014 → 02/2018
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 02/2018 → 05/2018
  Lpl Financial Llc
  Clifton Park, NY
• 02/2018 → 05/2018
  Stratos Wealth Partners, Ltd
  Clifton Park, NY
• 05/2018 → 08/2023
  Cetera Financial Specialists Llc
  Schaumburg, IL
• 05/2018 → 08/2023
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 01/2015 → Present
  Trustee For Family Member'S Irrevocable Trust
  Niskayuna, NY
• 09/2023 → Present
  Onegroup Wealth Partners
  Niskayuna, NY
• 09/2023 → Present
  Lpl Financial Llc
  Niskayuna, NY

Previous Registrations

• 2021-05-21 → 2023-09-05
  Cetera Investment Advisers Llc
  Niskayuna, NY
• 2018-02-16 → 2018-06-08
  Stratos Wealth Partners, Ltd
  Clifton Park, NY
• 2018-05-21 → 2018-05-21
  Cetera Investment Advisers Llc
  Niskayuna, NY

Other Businesses

1) 09/05/2023 - Community Bank / Empire State Asset Management / Outside/W-2 Employment / Not Investment Related / Owner / Niskayuna, NY / Start date 08/31/2023 - 40Hrs/Mth - 8 Hrs During Trading. 2) 09/05/2023 - Community Bank / Empire State Asset Management, LLC / DBA for LPL Business (entity for LPL business) - Inv. Related - At Reported Business Location(s) - Start Date:12/01/2019 - 0Hrs/Mth - 0 Hrs During Trading. 3) 12/12/2023 - Non-Variable Insurance - Investment Related - At Reported Business Location(s) - Start Date 09/01/2023 - 10 Hours Per Month/ 2 Hours During Trading 4) 01/10/2024 - OneGroup Wealth Partners - Inv Related - At Reported Business Location(s) - Registered Investment Advisor - IAR - Started: 9/1/2023 - 30 hrs/Mo; 4 hrs During Trading - I provide investment advisory services through OneGroup Wealth Partners, an independent investment advisor firm. I started this business activity in 09/2023. I expect to spend approximately 30 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 5) 08/14/2025 - Nottingham Wealth Partners - Investment Related - Registered Investment Advisor DBA - At Reported Business Location(s) - Start Date:05/05/2025 - 150 Hrs/Mth - 35 Hrs During Trading.

Exams

• S65 Uniform Investment Adviser Law Examination
  2023-07-07
• S63 Uniform Securities Agent State Law Examination
  1992-07-30

Other Names

• Joseph Delio Polsinelli
• Joseph D Polsinelli
• Joseph Delio Polsinelli