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950 Tower Lane Suite 1800, Foster City, CA 94404 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2026-03-20 |
| IL | RA | APPROVED | 2026-02-11 |
| NV | RA | APPROVED | 2026-01-28 |
| FL | RA | APPROVED | 2025-04-24 |
| OR | RA | APPROVED | 2025-02-07 |
| PA | RA | APPROVED | 2025-02-07 |
| CA | RA | APPROVED | 2024-01-16 |
| CO | RA | APPROVED | 2024-01-16 |
| MD | RA | APPROVED | 2024-01-16 |
| MA | RA | APPROVED | 2023-07-18 |
| NY | RA | APPROVED | 2023-04-14 |
| KS | RA | APPROVED | 2023-04-13 |
| MN | RA | APPROVED | 2020-03-26 |
| NH | RA | APPROVED | 2020-03-26 |
| NC | RA | APPROVED | 2020-03-26 |
| TX | RA | APPROVED_RES | 2020-03-26 |
| CT | RA | APPROVED | 2020-03-25 |
| LA | RA | APPROVED | 2020-03-25 |
| UT | RA | APPROVED | 2020-03-25 |
| WA | RA | APPROVED | 2020-03-25 |
Branch Locations
950 Tower Lane Suite 1800, Foster City, CA 94404 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| First Republic Securities Company, Llc | Los Angeles | CA | 01/2013 | 04/2017 |
| First Republic Securities Company, Llc | Menlo Park | CA | 04/2017 | 05/2019 |
| First Republic Investment Management, Inc. | Menlo Park | CA | 04/2017 | 05/2019 |
| Ieq Capital, Llc | Foster City | CA | 06/2019 | Present |
(1) I am an associated person of IEQ Capital, LLC. (Firm CRD# 301819), an SEC registered investment adviser. The majority of my time is devoted to activities for IEQ Capital, LLC. (2) Name: The Castilleja School Investment-Related: No Address: 1310 Bryant Street, Palo Alto, CA 94301 Position: Investment Committee and Finance Committee Start date of relationship: September 2010 Description of duties: provide strategic oversight to the Head of the School Number of hours devoted each month: 8 Number of hours devoted during securities trading: 2 (3) Name: Portola Valley School Foundation Endowment Investment Related: Yes Address: 4575 Alpine Road, Portola Valley, CA 94028 Position: Member of the Board of Trustees Start date of relationship: 2003 Description of Duties: monitor the investment fund for foundations whichhas managed the endowment's assets since 2005. Number of hours devoted each month: less than 1 Number of hours during securities trading: less than 1 (4) Name: Western Technology Investment Venture Lending & Leasing VI, LLC Investment Related: Yes Address: C/O Western Technology Investment, 104 La Mesa Drive, Suite 102, Portola Valley, CA 94028 Position: Member of the Board of Directors Start date of relationship: September 2012 Duties: Provide strategic oversight to the management team of the LLC. 4 quarterly board meetings. Number of hours devoted each month: 2 Number of hours during securities trading: 1 (5) Name: Silicon Valley Community Foundation Investment Related: Yes Address: 2400 El Camino Real, Suite 300, Mountain View, CA 94040 Position: Member of the Investment Committee Start date of relationship: November 2016 Duties: provide strategic oversight to the investments made by the foundation. Number of hours devoted each month: 2 Number of hours during securities trading: 1 (6) Name: Luminous Capital, LLC Investment Related: Yes Address: 1888 Century Park East, 2nd Floor, Los Angeles, CA 90067 Position: Direct Owner Start date of relationship: 2008 Duties: None. Tax reporting and distribution of investment proceeds for previously made investments holdings. Entity winding down. Luminous Capital, LLC was purchased by First Republic Investment Management, Inc. in December 2012. Number of hours devoted a month: 0 Number of hours during securities trading: 0 (7) Name: Taube Family Foundation DBA Taube Philanthropies (501(c)3 organization) Investment Related: Yes Address: 1050 Ralston Avenue, Belmont, CA 94002 Position: Member of the Board of Directors Start date of relationship: 01/2017 Duties: There will be approximately 3 meetings held annually for the Board. Number of hours devoted a month: 1 Number of hours during securities trading: 1 (8) Name: Silicon Valley Community Foundation; Address: Mountain View, CA 94040; Investment-related: No; Nature of business: Silicon Valley Community Foundation advances innovative philanthropic solutions to challenging problems; Role: Member of the Board of Directors; Description of duties: Oversee investment decisions made by a 3rd party investment advisory firm on behalf of the charity; Start date: 9/1/2017; Number of hours each month: 3; Number of hours during trading: 1.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 2013-01-28 |
| S65 | Uniform Investment Adviser Law Examination | 1997-05-12 |
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