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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1990-11-06 |
Branch Locations
4504 Legacy Dr Ste 200, Plano, TX 75024 • United States
Athens, TX • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ameriprise Financial Services, Inc. | Richardson | TX | 09/2005 | 03/2020 |
| Ameriprise Financial Services, Llc | Plano | TX | 03/2020 | Present |
Real Estate Ownership; Commercial; 4504 LEGACY DR, SUITE 200, PLANO, TX, 75024; Not Investment-Related; 03/20/2017. Business Ownership; 5 O C, LLC; I am the owner of the RE and the sole member of the LLC. Responsible for the oversight of renting/managing the RE for several P2 advisors; LLC is being formed solely for the purpose of owning business real estate for financial planning practice for several P2 advisors and staff and for common expense payments to run the office.; 4504 Legacy Dr, , Plano, TX, 75024; Not Investment-Related; 10/01/2022; 1 to 9 hours per month; 0 during trading hours / T J BLOOM, LLC; PRESIDENT RESPONSIBLE FOR OVERSIGHT OF THE ORGANIZATION; LLC IS FOR ADMINISTRATIVE AND PHYSICAL OPERATIONS OF FINANCIAL PLANNING PRACTICE; 4504 Legacy Dr Ste 200, , Plano, TX, 75024; Investment-Related; 01/01/2019; 40 to 59 hours per month; 20 to 39 during trading hours. Board of Directors; Prince of Peace Christian School Board of Directors; Board Member; POPCS, 4004 Midway Rd, carrollton, TX, 75007; Investment-Related; 08/08/2026; 1 to 9 hours per month; 0 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-11-01 |
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