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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2009-06-01 |
| TX | RA | APPROVED_RES | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley | Kansas City | MO | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | Kansas City | MO | 01/2015 | Present |
*411559 - Eureka Rd LLC; Investment related - Yes; New Lenox, Illinois; Real Estate; Partner (proprietor, partner, officer, director, employee, trustee, agent); 11/2020; During business hours: 0; After business hours: 5; Investment Decisions/Advice *657963 - John & Sandi Ludwig; Investment related: Yes; Blue Springs, Missouri; Real Estate; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 09/2025; During business hours: 0; After business hours: 1; Property Management
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-09 |
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