Robin Henry Rodermund

Current Employers

Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
MO	RA	APPROVED	2017-01-24

MO RA
APPROVED

Since 2017-01-24

Branch Locations

One North Jefferson Avenue Mail Code: H0004-05G, St. Louis, MO 63103 • UNITED STATES

Chesterfield, MO • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action Yes
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Wells Fargo Advisors	St. Louis	MO	06/2016	Present
Wells Fargo Advisors, Llc	St. Louis	MO	11/2016	Present

06/2016 → Present

Wells Fargo Advisors

St. Louis, MO
11/2016 → Present

Wells Fargo Advisors, Llc

St. Louis, MO

Previous Registrations

2006-08-23 → 2016-04-13

First Allied Advisory Services, Inc.

Chesterfield, MO
1996-11-12 → 2007-01-18

Ffp Advisory Services Inc

Chesterfield, MO

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	1992-01-24
S63	Uniform Securities Agent State Law Examination	1990-12-19

S65 Uniform Investment Adviser Law Examination

1992-01-24
S63 Uniform Securities Agent State Law Examination

1990-12-19

Other Names

Robin E Henry

View on SEC IAPD

Current Employers

Wells Fargo Clearing Services, Llc

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews