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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| NH | RA | APPROVED | 2017-03-25 |
Branch Locations
301 Edgewater Place Suite 200, Wakefield, MA 01880 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Metlife Securities Inc. | Wakefield | MA | 01/2015 | 03/2017 |
| Massachusetts Mutual Life Insurance Company | Wakefield | MA | 07/2016 | Present |
| Mml Investors Services, Llc | Wakefield | MA | 03/2017 | Present |
(1) NAME: JANICE BERNER INV REL: Y ADD: RESIDENTIAL ADD NATURE: INDIVIDUAL LIFE,GROUP HEALTH POSITION: SALES START DATE: 10/2011 NO HRS/MO:1 NO HRS/MO DUR TRADING: 1 (2) NAME: JANICE BERNER INV REL: Y ADD: RESIDENTIAL ADD NATURE: RENTAL PROPERTY START DATE: 1/2009 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 (3) NAME: N/A-INACTIVE INVE REL: Y ADD: RESIDENTIAL ADD NATURE: CPA/TAX PREPARATION POSITION: INACTIVE START DATE: 1/1999 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0 (4) NAME: JANICE BERNER, CDFA LEGAL CONSULTANT INV REL: Y ADD: RESIDENTIAL ADD NATURE: CONSULTING POSITION: DIVORCE FINANCIAL STRATEGIST START DATE: 12/01/2025 NO HRS/MO:5 NO HRS/MO DUR TRADING: 5
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2013-09-06 |
| S63 | Uniform Securities Agent State Law Examination | 2009-01-29 |
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