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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
NH RA APPROVED 2017-03-25
  • NH RA
    APPROVED
    Since 2017-03-25

Branch Locations

301 Edgewater Place Suite 200, Wakefield, MA 01880 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Wakefield MA 01/2015 03/2017
Massachusetts Mutual Life Insurance Company Wakefield MA 07/2016 Present
Mml Investors Services, Llc Wakefield MA 03/2017 Present
  • 01/2015 → 03/2017
    Metlife Securities Inc.
    Wakefield, MA
  • 07/2016 → Present
    Massachusetts Mutual Life Insurance Company
    Wakefield, MA
  • 03/2017 → Present
    Wakefield, MA
Previous Registrations
  • 2013-09-30 → 2018-04-05
    Overland Park,, KS
  • 2015-01-02 → 2017-03-25
    Msi Financial Services, Inc.
    Wakefield, MA
    Peabody, MA
    Peabody, MA
  • 2013-09-12 → 2015-01-02
    New England Securities
    Wakefield, MA
Other Businesses

(1) NAME: JANICE BERNER INV REL: Y ADD: RESIDENTIAL ADD NATURE: INDIVIDUAL LIFE,GROUP HEALTH POSITION: SALES START DATE: 10/2011 NO HRS/MO:1 NO HRS/MO DUR TRADING: 1 (2) NAME: JANICE BERNER INV REL: Y ADD: RESIDENTIAL ADD NATURE: RENTAL PROPERTY START DATE: 1/2009 NO HRS/MO: 1 NO HRS/MO DUR TRADING: 0 (3) NAME: N/A-INACTIVE INVE REL: Y ADD: RESIDENTIAL ADD NATURE: CPA/TAX PREPARATION POSITION: INACTIVE START DATE: 1/1999 NO HRS/MO: 0 NO HRS/MO DUR TRADING: 0 (4) NAME: JANICE BERNER, CDFA LEGAL CONSULTANT INV REL: Y ADD: RESIDENTIAL ADD NATURE: CONSULTING POSITION: DIVORCE FINANCIAL STRATEGIST START DATE: 12/01/2025 NO HRS/MO:5 NO HRS/MO DUR TRADING: 5

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2013-09-06
S63 Uniform Securities Agent State Law Examination 2009-01-29
  • S65 Uniform Investment Adviser Law Examination
    2013-09-06
  • S63 Uniform Securities Agent State Law Examination
    2009-01-29
Other Names
  • Janice Virginia Pierce
  • Janice V Reudon
  • Janice Virginia Berner
  • Janice Virginia Rendon
  • Janice Virginia Rendon

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