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275 Wyman Street Suite 400, Waltham, MA 02451-1200 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MD | RA | APPROVED | 2001-01-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Commonwealth Equity Services, Inc. | Bel Air | MD | 08/1997 | Present |
| First Susquehanna Financial Group, Inc. | Bel Air | MD | 08/1997 | Present |
1. First Susquehanna Financial Group, Inc., as insurance agent selling fixed insurance products, spends 1% of time during market hours, conducted at branch, investment related. 2. First Susquehanna Financial Group, Inc., vice president and co-owner of private entity created as operating company for securities, investment advisory, and insurance business, spends less than 1% of time during market hours, conducted at branch, investment related. 3. David Stauffer, Inc., president and owner of of private entity created as operating company for securities, investment advisory, and insurance business, spends 5% of time during market hours, conducted at branch, investment related.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1998-05-15 |
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