Best Investors Account Sign in
Inactive

Richard Thomas Lauer

Lauer Capital Management Ltd

Sioux Falls, SD

Claim This Profile
Current Employers
Lauer Capital Management Ltd

1720 S. Spring Avenue, Sioux Falls, SD 57105 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2003-01-08
  • SD RA
    APPROVED
    Since 2003-01-08

Branch Locations

1720 S. Spring Avenue, Sioux Falls, SD 57105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lauer Capital Management Ltd. Sioux Falls SD 12/1994 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-03
S63 Uniform Securities Agent State Law Examination 1991-10-28
  • S65 Uniform Investment Adviser Law Examination
    1994-12-03
  • S63 Uniform Securities Agent State Law Examination
    1991-10-28
Designations

View on SEC IAPD

Other Firms

MARINER
THRIVENT INVESTMENT MANAGEMENT INC.
EDWARD JONES
RBC CAPITAL MARKETS, LLC
RIA ADVISORY GROUP, LLC
WELLS FARGO CLEARING SERVICES, LLC
WELLS FARGO ADVISORS FINANCIAL NETWORK, LLC
UBS FINANCIAL SERVICES INC.

Other Investors

RUSSELL JAMES PIXLER
Morgen Hall
Christina Lynn
ROSS VINCENT MENKE
ASHLEY NICOLE RENELT
Kelsey J Hardie
Charles Joseph Illg
Keith Adam Knobloch

Other Offices

MARINER · Sioux Falls, SD
MARINER · Sioux Falls, SD
THRIVENT INVESTMENT MANAGEMENT INC. · SIOUX FALLS, SD
EDWARD JONES · SIOUX FALLS, SD
RBC CAPITAL MARKETS, LLC · SIOUX FALLS, SD
RIA ADVISORY GROUP, LLC · Sioux Falls, SD
RIA ADVISORY GROUP, LLC · Sioux Falls, SD
WELLS FARGO CLEARING SERVICES, LLC · SIOUX FALLS, SD

More in Sioux Falls, SD

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor