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Richard Thomas Lauer

Lauer Capital Management Ltd

Sioux Falls, SD

CRD 2096666

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Employer firm

Lauer Capital Management Ltd CRD 109660

$323M regulatory AUM 94 advisory clients

Reported services (Item 5G)

  • Portfolio management (individuals)

From the firm’s Form ADV. Read the guides:

Current Employers
Lauer Capital Management Ltd

1720 S. Spring Avenue, Sioux Falls, SD 57105 • United States

Current Registrations

AuthorityCategoryStatusDate
SD RA APPROVED 2003-01-08
  • SD RA
    APPROVED
    Since 2003-01-08

Branch Locations

1720 S. Spring Avenue, Sioux Falls, SD 57105 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lauer Capital Management Ltd. Sioux Falls SD 12/1994 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1994-12-03
S63 Uniform Securities Agent State Law Examination 1991-10-28
  • S65 Uniform Investment Adviser Law Examination
    1994-12-03
  • S63 Uniform Securities Agent State Law Examination
    1991-10-28
Designations
  • Chartered Financial Analyst

View on SEC IAPD

Nearby Firms

MARINER
THRIVENT INVESTMENT MANAGEMENT INC.
EDWARD JONES

Nearby Investors

RUSSELL JAMES PIXLER
Morgen Hall
Christina Lynn

Nearby Offices

MARINER · Sioux Falls, SD
MARINER · Sioux Falls, SD
THRIVENT INVESTMENT MANAGEMENT INC. · SIOUX FALLS, SD

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