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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2024-11-12 |
| IN | RA | APPROVED | 2009-06-26 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Crown Point | IN | 06/2009 | Present |
1) CHICAGO BOARD OF TRADE, 141 W. JACKSON STE A-10, CHICAGO, IL 60604; 2) LEASING MEMBERSHIP 3) LEASING MEMBERSHIP, 4) LEASING MEMBERSHIP; 5) NONE; 6) NO; 7) YES.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2005-08-23 |
| S63 | Uniform Securities Agent State Law Examination | 1991-02-22 |
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