Carlos Arturo Pou

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2020-11-12
PR	RA	APPROVED	2018-07-13

FL RA
APPROVED

Since 2020-11-12
PR RA
APPROVED

Since 2018-07-13

Branch Locations

250 Munoz Rivera Avenue, San Juan, PR 00918 • United States

1800 North Military Trail Suite 300, Boca Raton, FL 33431 • United States

Boca Raton, FL • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy Yes
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	San Juan	PR	06/2006	Present

06/2006 → Present

Ubs Financial Services Inc.

San Juan, PR

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-07-29
S63	Uniform Securities Agent State Law Examination	1991-08-03

S66 Uniform Combined State Law Examination

2020-07-29
S63 Uniform Securities Agent State Law Examination

1991-08-03

Other Names

Carlos A Pou
Carlos A. Pou Monagas

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews