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250 E. 96Th Street Suite 200, Indianapolis, IN 46240 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 1999-09-30 |
Branch Locations
250 E. 96Th Street Suite 200, Indianapolis, IN 46240 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Valley Insurance Agency | Attica | IN | 11/2007 | Present |
| Lpl Financial Llc | Attica | IN | 09/2009 | Present |
| Charter Advisory Corporation | Attica | IN | 05/1992 | Present |
1. 01/13/2010 - VALLEY INSURANCE - Investment Related - At Reported Business Location(s) - NON-VARIABLE INSURANCE - INSURANCE AGENT - 90% OF TIME SPENT - PROPERTY/CASUALTY LIFE/HEALTH INSURANCE SALES - INSURANCE SALES, WHICH INVOLVES QUOTING AND PREPARING APPLICATIONS. 2. 9/10/2010 - Charter Advisory Corporation - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Start Date: 05/1992 - 32 Hours Per Month/Time Spent 20% - I provide investment advisory services through Charter Advisory Corporation, an independent investment advisor firm. I started this business activity in 05/1992. I expect to spend approximately 32 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial. 3. 01/31/2013: CHARTER ADVISORY CORP - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business).
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-11-30 |
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