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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 1995-05-15 |
Branch Locations
607 W 3Rd St, Austin, TX 78701 • United States
Austin, TX • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Austin | TX | 05/1995 | Present |
| Bank Of America,Na | Austin | TX | 12/2009 | Present |
I*96815 FOR PROFIT OR NOT FOR PROFIT: FOR-PROFIT ORGANIZATION NAME OF OUTSIDE BUSINESS ORGANIZATION: OIL AND GAS PASSIVE MINERAL LEASE INVESTMENT RELATED: N ADDRESS OF BUSINESS: LA GRANGE, TEXAS 78945 NATURE OF BUSINESS: OTHER,LEASE HOLDER POSITION, TITLE, ASSOCIATION: LIMITED PARTNER, START DATE OF RELATIONSHIP: 1/1/2015 NUMBER OF HOURS DEVOTED: 0 HOUR(S) ANNUALLY NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: PASSIVE MINERAL LEASE FOR OIL AND GAS
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1992-12-21 |
| S63 | Uniform Securities Agent State Law Examination | 1990-08-30 |
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