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4800 Bee Caves Road, Austin, TX 78746 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2017-01-05 |
Branch Locations
4800 Bee Caves Road, Austin, TX 78746 • United States
4900 Spicewood Springs Road Suite 300, Austin, TX 78759 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Securities America, Inc. | Austin | TX | 03/2004 | 12/2016 |
| Couch Hallum Financial Group, Llc | Austin | TX | 03/2004 | 03/2017 |
| Spicewood Oaks Advisors, Inc | Austin | TX | 04/2008 | 03/2017 |
| B.B. Graham & Company, Inc. | Austin | TX | 01/2017 | Present |
| Per Stirling Capital Management, Llc | Austin | TX | 01/2017 | Present |
1) RICHARD HALLUM INSURANCE SALES; INVESTMENT RELATED; ADDRESS:4900 SPICEWOOD SPRINGS ROAD, SUITE 300, AUSTIN TX 78759; NATURE: SERVICING AND TRAIL COMMISSION FROM FIXED INSURANCE PRODUCTS; START DATE: 01/2017; NUMBER OF HOURS: 5; SECURITIES TRADING HOURS: 0 2) AJL ENTERPRISES, LLC; NON-INVESTMENT RELATED; ADDRESS: 3028 OAK VISTA LANE, ROUND ROCK, TX 78681; NATURE: RANCHING OPERATION; POSITION: MANAGER/OWNER; START DATE: 02/27/2012; NUMBER OF HOURS: 10 SECURITIES TRADING HOURS: 0 3) SS OVERLOOK, LLC; INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN TX 78746NATURE: LAND AND BUILDING OWNERSHIP; POSITION: MINORITY PARTNER; START DATE: 11/09/2016; NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 4) RLHALLUM PLANNING, LLC; NON-INVETMENT RELATED; ADDRESS: 4900 SPICEWOOD SPRINGS RD AUSTIN, TX 78759; NATURE: ENTITY THAT ACCEPTS ADVISORY COMPENSATION RECIEVED BY IAR FROM PER STIRLING CAPITAL MANAGEMENT; POSITION:OWNER/EMPLOYEE; START DATE: 1/1/2021; NUMBER OF HOURS: 5; TRADING HOURS: 0 ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY PER STIRLING CAPITAL MANAGEMENT: 5) B.B. GRAHAM & COMPANY; INVESTMENT RELATED; ADDRESS: 4800 BEE CAVES RD, AUSTIN TX 78746; NATURE OF BUSINESS: BROKER DEALER, POSITION: REGISTERED REPRESENTATIVE, START DATE: 01/2017. ADDITIONAL OUTSIDE BUSINESS ACTIVITIES APPROVED BY B. B. GRAHAM & CO: 6) PER STIRLING CAPITAL MANAGEMENT; INVESTMENT RELATED; 4800 BEE CAVES RD, AUSTIN TX 78746; NATURE OF BUSINESS: REGISTERED INVESTMENT ADVISER; POSITION: INVESTMENT ADVISOR REPRESENTATIVE; START DATE: 01/2017; PROVIDE INVESTMENT MANAGEMENT AND FINANCIAL PLANNING.
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-10-05 |
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