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Current Employers
Dynasty Wealth Management, Llc

200 Central Avenue 15Th Floor, St. Petersburg, FL 33701 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2022-02-14
  • FL RA
    APPROVED
    Since 2022-02-14

Branch Locations

200 Central Avenue 15Th Floor, St. Petersburg, FL 33701 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Dynasty Financial Partners St. Petersburg FL 12/2021 Present
Self Employed Riverview FL 05/2009 12/2021
957 Advisors Llc West Hollywood CA 10/2023 01/2024
Dynasty Wealth Management St. Petersburg FL 02/2022 Present
Dynasty Securities St. Petersburg FL 12/2021 Present
  • 12/2021 → Present
    Dynasty Financial Partners
    St. Petersburg, FL
  • 05/2009 → 12/2021
    Self Employed
    Riverview, FL
  • 10/2023 → 01/2024
    957 Advisors Llc
    West Hollywood, CA
  • 02/2022 → Present
    Dynasty Wealth Management
    St. Petersburg, FL
  • 12/2021 → Present
    Dynasty Securities
    St. Petersburg, FL
Previous Registrations
  • 2006-04-17 → 2009-05-13
    Gunnallen Financial, Inc
    Tampa, FL
    Tampa, FL
  • 2005-03-10 → 2006-04-19
    Great Companies Llc
    Clearwater, FL
  • 2004-11-10 → 2004-12-17
    Raymond James Financial Services, Inc.
    St. Petersburg, FL
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2021-11-05
S63 Uniform Securities Agent State Law Examination 1991-09-03
  • S65 Uniform Investment Adviser Law Examination
    2021-11-05
  • S63 Uniform Securities Agent State Law Examination
    1991-09-03

View on SEC IAPD

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