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Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers
  • Educational seminars

From the firm’s Form ADV. Read the guides:

Current Employers
Raymond James & Associates, Inc.

880 Carillon Parkway, St. Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-19
TX RA APPROVED_RES 2023-04-26
  • FL RA
    APPROVED
    Since 2026-03-19
  • TX RA
    APPROVED_RES
    Since 2023-04-26

Branch Locations

880 Carillon Parkway, St. Petersburg, FL 33716 • UNITED STATES

Palmetto, FL • United States

Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2026-03-18
TX RA APPROVED_RES 2023-04-26
  • FL RA
    APPROVED
    Since 2026-03-18
  • TX RA
    APPROVED_RES
    Since 2023-04-26

Branch Locations

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Palmetto, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. St. Petersburg FL 01/2007 Present
Raymond James Financial Services Advisors, Inc. St. Petersburg FL 01/2013 Present
Raymond James & Associates, Inc. St Petersburg FL 10/2018 Present
Other Businesses

(1)Name of Business: Address: 5325 Senza Trail, Palmetto, FL, 34221, United States Activity Type: Business Owner Position/Title: Owner/Proprietor Investment Related: No Start Date: 05/02/2026 Hours per month devoted to this business: 11-20 Hours per month devoted to this business during trading hours: 0-1 Description of duties: baking/selling bread at neighborhood market (2)Name of Business: BioLife Plasma Services Address: 13320 Richmond Ave, Houston, TX, 77082, United States Activity Type: Other Position/Title: Other Investment Related: No Start Date: 05/25/2025 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: donate plasma

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-11-05
  • S66 Uniform Combined State Law Examination
    2012-11-05
Other Names
  • Pamela Jean Kuntz
  • Pamela Jean Imhoff

View on SEC IAPD

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