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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2026-01-30 |
| MN | RA | APPROVED | 2026-01-29 |
Branch Locations
1300 Godward Street Ne Suite 6650, Minn, MN 55413 • United States
302 East Howard Street Suite 113, Hibbing, MN 55746 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lincoln Financial Advisors Corporation | Shoreview | MN | 06/2012 | 11/2022 |
| Commonwealth Financial Network | San Diego | CA | 11/2022 | 01/2026 |
| Ryan Financial Group Llc | Hibbing | MN | 06/2012 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 01/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 01/2026 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 10/2005; APX NUMBER OF HOURS PER WEEK: 5; APX NUMBER OF HOURS DURING TRADING HOURS: 1; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 2. NAME OF OTHER BUSINESS: RONALD MCDONALD HOUSE CHARITIES - UPPER MIDWEST; INVESTMENT RELATED: NO; ADDRESS: 621 SE OAK STREET, MINNEAPOLIS, MN 55414; NATURE OF BUSINESS: CHARITY; START DATE: 06/2020; POSITION/TITLE/RELATIONSHIP: ELECTED BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 1; BRIEF DESCRIPTION OF DUTIES: APPROVAL OF BUDGETS FOR THE RONALD MCDONALD HOUSE(S) IN MINNESOTA; 3. NAME OF OTHER BUSINESS: NATIONAL BANK OF COMMERCE - ADVISORY BOARD INVESTMENT RELATED: NO; ADDRESS: 2521 1ST AVE., HIBBING, MN 55746; NATURE OF BUSINESS: BANK ADVISORY BOARD; START DATE: 11/2023; POSITION/TITLE/RELATIONSHIP: ADVISORY BOARD MEMBER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: NONE; BRIEF DESCRIPTION OF DUTIES: ADVISE THE MANAGEMENT OF NATIONAL BANK OF COMMERCE ABOUT UPCOMING OPPORTUNITIES IN THE HIBBING, MN MARKETPLACE; 4. NAME OF OTHER BUSINESS: RYAN FINANCIAL GROUP, LLC; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL PLANNING AND INVESTMENT ADVICE; START DATE: 06/2012; POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 8; BRIEF DESCRIPTION OF DUTIES: MANAGE THE OFFICE OF OUR INVESTMENT ADVISORY PRACTICE;
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2012-06-25 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-26 |
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