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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
FL RA APPROVED 2017-03-25
  • FL RA
    APPROVED
    Since 2017-03-25

Branch Locations

301 East Pine Street Suite 800, Orlando, FL 32801 • United States

Oviedo, FL • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Maitland FL 03/1989 03/2017
Mml Investors Services, Llc Orlando FL 03/2017 Present
Massmutual Life Insurance Company Orlando FL 07/2016 Present
  • 03/1989 → 03/2017
    Metlife Securities Inc.
    Maitland, FL
  • 03/2017 → Present
    Orlando, FL
  • 07/2016 → Present
    Massmutual Life Insurance Company
    Orlando, FL
Previous Registrations
  • 1990-11-07 → 2017-03-25
    Msi Financial Services, Inc.
    Orlando, FL
    Orlando, FL
Other Businesses

(1)NAME: BEST AGENCY USA INV REL: Y ADD: 101 PLAZA REAL SOURTH STREET 2 205-S BOCA RATON FL 33432 NATURE: LIFE POSITION: SALES, AGENT, OWNER START DATE: 8/2017 NO HRS/MO: 10 HRS/MO TRADING TIME: 10

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2012-04-20
S63 Uniform Securities Agent State Law Examination 1999-06-17
  • S65 Uniform Investment Adviser Law Examination
    2012-04-20
  • S63 Uniform Securities Agent State Law Examination
    1999-06-17

View on SEC IAPD

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