Tamim Wali

Employer firm

Osaic Wealth, Inc. CRD 23131

$235B regulatory AUM 56,660 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2016 → 04/2018
  Icma-Rc
  Washington, DC
• 04/2018 → 11/2019
  Northwest Financial Advisors, Llc
  Herndon, VA
• 04/2018 → 11/2019
  Lpl Financial Llc
  Herndon, VA
• 12/2019 → 04/2020
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Burke, VA
• 12/2019 → 04/2020
  Bank Of America, N.A.
  Burke, VA
• 04/2020 → 01/2021
  Spire Investment Partners, Llc
  Reston, VA
• 01/2021 → 05/2021
  Unemployed
  Springfield, VA
• 06/2021 → 04/2022
  Equitable Advisors
  New York, NY
• 04/2022 → Present
  Sagepoint Financial, Inc.
  Phoenix, AZ
• 09/2023 → Present
  Osaic Wealth, Inc.
  Jersey City, NJ

Previous Registrations

• 2022-04-12 → 2023-09-01
  Osaic Services, Inc.
  Scottsdale, AZ
• 2021-06-14 → 2022-04-13
  Equitable Advisors, Llc
  Falls Church, VA
• 2020-04-27 → 2021-01-05
  Spire Wealth Management, Llc
  Reston, VA
• 2019-12-26 → 2020-04-03
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Burke, VA
  Burke, VA

Exams

• S66 Uniform Combined State Law Examination
  2019-10-15
• S63 Uniform Securities Agent State Law Examination
  2015-08-19

Other Names

• Tom Wali
• Tom Wali