Charles Casey Knake

Employer firm

Cetera Investment Advisers LLC CRD 105644

$257B regulatory AUM 24,019 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/1990 → Present
  Heritage Financial Services, Llc
  Norfolk, NE
• 10/1990 → 08/2023
  Securian Financial Services, Inc.
  St. Paul, MN
• 05/1990 → 08/2023
  Minnesota Life Insurance Company
  St. Paul, MN
• 01/2020 → Present
  Conover & Knake Llc
  Norfolk, NE
• 08/2023 → Present
  Cetera Wealth Services, Llc
  Norfolk, NE
• 08/2023 → Present
  Cetera Investment Advisers Llc
  Schaumburg, IL
• 10/2025 → Present
  Charles C Knake Llc
  Norfolk, NE

Previous Registrations

• 1997-09-19 → 2023-08-10
  Securian Financial Services, Inc.
  Norfolk, NE
  Norfolk, NE
  Omaha, NE
  St. Paul, MN

Other Businesses

1. HERITAGE PROFESSIONAL OFFICE ASSOCIATION POSITION: Member NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2005 ADDRESS: , Norfolk NE , United States DESCRIPTION: Member 2. T&C LLC POSITION: Partner NATURE: Rental Property INVESTMENT RELATED: Yes NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 0 START DATE: 04/01/2003 ADDRESS: , Norfolk NE , United States DESCRIPTION: Partner 3. CONOVER & KNAKE LLC POSITION: Member NATURE: Sales INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 160 START DATE: 01/01/2020 ADDRESS: 314 N 5th Street, Norfolk NE 68701, United States DESCRIPTION: Managing partner of a Securian Firm 4. HERITAGE WEALTH MANAGEMENT POSITION: Owner NATURE: Sales INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2021 ADDRESS: 314 N 5th St, Norfolk NE 68701, United States DESCRIPTION: I saved the name Heritage Wealth Management 5. HERITAGE BENEFITS POSITION: Owner NATURE: health insurance INVESTMENT RELATED: No NUMBER OF HOURS: 0 SECURITIES TRADING HOURS: 0 START DATE: 01/01/2020 ADDRESS: Ste 200, 1010 S 120th St, Omaha NE 68154, United States DESCRIPTION: When I bought Heritage Financial Services LLC includes Heritage benefits in the package. 6. CONOVER AND KNAKE PROPERTIES LLC POSITION: Member NATURE: Rental Property INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 12/20/2021 ADDRESS: 314 N 5th St, Norfolk NE 68701, United States DESCRIPTION: Business building in Omaha 7. MERIT COMMISSION POSITION: Member NATURE: Board Member INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 01/01/2010 ADDRESS: 1313 Main street, Madison NE 68748, United States DESCRIPTION: My main purpose on the Merit commission is to interview prospective employees of the Madison County Sherriff's office. 8. MISSION BENEDICTINE SISTERS BOARD POSITION: Member NATURE: Volunteer/Community Outreach INVESTMENT RELATED: No NUMBER OF HOURS: 3 SECURITIES TRADING HOURS: 3 START DATE: 12/01/2016 ADDRESS: 300 North 18th, Norfolk NE 68701, United States DESCRIPTION: MBS is a non profit org. My main duty is when the sisters are awarding scholarship money, the board evaluates the people that have applied and then we award the money to the recipients. 9. HFS INSURANCE GROUP LLC POSITION: Owner NATURE: Fixed Insurance Sales INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 08/01/2023 ADDRESS: 314 N 5th St, Norfolk NE 68701, United States DESCRIPTION: We will offer group health and ancillary products such as LTD, Group life etc. Mitchell and Nick already have an established group block of business that at some time will be transitioned into the new entity 10. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES, INVESTMENT RELATED: YES, ADDRESS: SAME AS REGISTERED LOCATION, NATURE OF BUSINESS: FIXED INSURANCE, START DATE: 06/1990 APX NUMBER OF HOURS PER WEEK: 1, APX NUMBER OF HOURS DURING TRADING HOURS: 1, POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT, BRIEF DESCRIPTION OF DUTIES: SALES OF FIXED INSURANCE PRODUCTS; 11. NAME OF OTHER BUSINESS: HERITAGE FINANCIAL SERVICES DBA HFS; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FINANCIAL SERVICES; START DATE: 01/2020; POSITION/TITLE/RELATIONSHIP: MANAGING PARTNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL AND INSURANCE SERVICES; 12. NAME OF OTHER BUSINESS: CHARLES C KNAKE LLC; INVESTMENT RELATED: NO; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: EXPENSE MANAGEMENT; START DATE: 10/2025; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: EXPENSE MANAGEMENT;

Exams

• S65 Uniform Investment Adviser Law Examination
  1998-07-16
• S63 Uniform Securities Agent State Law Examination
  1990-09-26

Designations

• Certified Financial Planner
• Chartered Financial Consultant

Other Names

• Casey Knake