Charles Duane Bodie

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2007 → Present
  Lpl Financial, Llc (Formerly: Linsco/Private Ledger Corp.)
  Grand Junction, CO

Previous Registrations

• 2005-11-30 → 2007-11-16
  Msi Financial Services, Inc.
  Grand Junction, CO
  Springfield, MA
  Springfield, MA
  Greenwood Village, CO
• 1999-01-01 → 2006-01-04
  Metlife Investment Fund Services Llc
  Alpharetta, GA

Other Businesses

1. 5/27/2014: GRAND RIVER FINANCIAL PARTNERS, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 10/06/2007 - 120 Hours Per Month/90 Hours During Securities Trading.