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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2020-02-24 |
| CA | RA | APPROVED | 2009-06-01 |
Branch Locations
1020 10Th Street 2Nd Floor, Modesto, CA 95354 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney | Modesto | CA | 06/2009 | Present |
| Morgan Stanley Private Bank, National Association | New York | NY | 01/2015 | Present |
1. SILVER CREEK RANCH. NOT INVESTMENT RELATED TURLOCK, CA. GENERAL PARTNER. FARMING 10/1996. 1-5 HOURS PER MONTH, NONE DURING SECURITIES TRADING HOURS** 2. *183277 - Gratton Ranch; Investment related No; Denair, California; Agriculture; Sole Proprietor/Owner (proprietor, partner, officer, director, employee, trustee, agent); 03/2000; During business hours: 3; After business hours: 1; Labor/Service *624378- Turlock Golf & Country Club; Investment related: No; Turlock, California; Recreation; Board Member (proprietor, partner, officer, director, employee, trustee, agent); 01/2025; During business hours: 0; After business hours: 1; Administrative
| Code | Exam | Date |
|---|---|---|
| S63 | Uniform Securities Agent State Law Examination | 1990-10-18 |
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