Troy Michael Hefta

Current Employers

Employment History

• 07/2013 → 01/2019
  Securities America, Inc.
  Fargo, ND
• 07/2013 → 01/2019
  Securities America Advisors, Inc.
  Fargo, ND
• 01/2019 → Present
  Lpl Financial
  Fargo, ND

Previous Registrations

• 2013-07-29 → 2019-01-31
  Securities America Advisors, Inc.
  Fargo, ND
• 2011-12-14 → 2013-07-18
  Cl Wealth Management Llc
  Schaumburg, IL
• 2008-04-23 → 2011-09-30
  Workman Securities Corporation
  Minnetonka, MN
  Fargo, ND
  Eden Prairie, MN
  Fargo, ND
• 1999-07-07 → 2002-08-05
  Cetera Wealth Services, Llc
  Fargo, ND

Other Businesses

1) 01/2011 - DBA for LPL Business (entity for LPL business) - Infinity Financial Group - 100% - INVESTMENT RELATED - FARGO, ND 58103 2) 03/2011 - NON-VARIABLE INSURANCE - TROY HEFTA - 2% - INVESTMENT RELATED - FARGO, ND 58108 3) 01/2001 - BUSINESS ENTITY FOR TAX/INVESTMENT PURPOSES ONLY - AMERICAN MEDICAL FINANCIAL SERVICES - 95% - INVESTMENT RELATED - FARGO, ND 58108 4) 01/2019 - REAL ESTATE RENTAL - 624 MAIN AVE STE 3 FARGO, ND 58103 SUBLET - 1% - INVESTMENT RELATED - FARGO, ND 58103 5) 01/2010 - REAL ESTATE RENTAL - FARM HOUSE 1/3 OWNER PERSONALLY - 663 20 1/2 AVE E. WEST FARGO, ND 58078(E 1/2 14-146-55 OF STEELE COUNTY ND FARMSTEAD) - 1% - INVESTMENT RELATED - WEST FARGO, ND 58078 6) 01/2004 - REAL ESTATE RENTAL - 663 20 1/2 AVE E. WEST FARGO, ND 58078(NE 1/4 01-139-91, NW 1/4 14-139-91, AND NE 1/4 12-139-91) - 2% - INVESTMENT RELATED - WEST FARGO, ND 58078 7) 01/2019 - REAL ESTATE RENTAL - 663 20 1/2 AVE E. WEST FARGO, ND 58078(F. NW 1/4 34-147-54, SW 1/4 2-147-57) - 2% - INVESTMENT RELATED - WEST FARGO, ND 58078 8) 01/1996 - REAL ESTATE RENTAL - TROY HEFTA PERSONAL PROPERTY 663 20 1/2 AVE E. WEST FARGO, ND 58078 - 2% - INVESTMENT RELATED - WEST FARGO, ND 58078 9) 01/2010 - REAL ESTATE RENTAL - 663 20 1/2 AVE E. WEST FARGO, ND 58078(G. NE 1/4 14-146-55, SE 1/4 14-146-55) - 2% - INVESTMENT RELATED - WEST FARGO, ND 58078 10) 01/1997 - REAL ESTATE RENTAL - 663 20 1/2 AVE E. WEST FARGO, ND 58078(SW 1/4 10-147-52, NW 1/4 17-148-51, NW 1/4 19-146-53, E 1/2 SE 1/4 LESS PARCS #4 & #5, LOT 1 SW 1/4 5-146-52, LOT 3 SW 1/4 5-146-52, LOT 10 NE 1/4 6-146-52, LOT 17 5-146-52) - 2% - INVESTMENT RELATED - WEST FARGO, ND 58078 11) 01/2010 - REAL ESTATE RENTAL - 663 20 1/2 AVE E. WEST FARGO, ND 58078(C. SE 1/4 8-148-51) - 2% - INVESTMENT RELATED - WEST FARGO, ND 58078 12) 01/2000 - REAL ESTATE RENTAL - 663 20 1/2 AVE E. WEST FARGO, ND 58078(D. SW 1/4 32-148-51) - 2% - INVESTMENT RELATED - WEST FARGO, ND 58078 13) 01/2007 - REAL ESTATE RENTAL - 663 20 1/2 AVE E. WEST FARGO, ND 58078(NE 1/4 02-147-54) - 2% - INVESTMENT RELATED - WEST FARGO, ND 58078 14) 11/21/2022 - No Business Name - Investment Related - SW 1/4 of Section 22-T148N-R57W - Real Estate Rental - Start Date: 06/01/2022 - 1 Hour Per Month/0 Hours During Securities Trading - Farmland 15) 07/20/2023 - No Business Name - Investment Related - At Reported Business Location(s) - Non-Variable Insurance - Agent - Start Date 07/20/2023 - 1 Hour Per Month/ 0 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  1995-12-21
• S63 Uniform Securities Agent State Law Examination
  1990-12-05