Leslie Susan Gutman

Employer firm

Charles Schwab & Co., Inc. CRD 5393

955,800 advisory clients

Reported services (Item 5G)

• Financial planning
• Selection of other advisers
• WRAP FEE PROGRAM SPONSOR AND FINANCIAL PLANNING ADVISOR REFERRAL PROGRAM

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2000 → Present
  Charles Schwab & Co., Inc.
  Phoenix, AZ
• 05/2013 → Present
  Charles Schwab Bank
  Phoenix, AZ

Other Businesses

Start Date 11-27-18 | IRS Volunteer | VITA Tax volunteer | Phoenix, AZ | Hours/Month Less than 20 | https://www.irs.gov/individuals/irs-tax-volunteers This will be my second year serving as a volunteer. I will be volunteering with various non-profits in the valley to do low income taxes for free. This will be on a volunteer basis and the certification is done by the IRS on their software. This will be in the evening or weekend hours or possibly even using my 8 volunteer hours. Additionally I will receive 14-18 continuing education hours for my CFP.

Exams

• S66 Uniform Combined State Law Examination
  2012-11-09
• S63 Uniform Securities Agent State Law Examination
  1993-08-06

Other Names

• Leslie Susan Duane
• Leslie S Duane