Susana Lugones

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

Authority	Category	Status	Date
FL	RA	APPROVED	2021-01-06
PA	RA	APPROVED	2012-06-19
TX	RA	APPROVED_RES	2004-08-26
NJ	RA	APPROVED	2002-10-15

FL RA
APPROVED

Since 2021-01-06
PA RA
APPROVED

Since 2012-06-19
TX RA
APPROVED_RES

Since 2004-08-26
NJ RA
APPROVED

Since 2002-10-15

Branch Locations

7 Roszel Rd, Princeton, NJ 08540 • United States

Fort Lauderdale, FL • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Princeton	NJ	10/2002	Present
Bank Of America, N.A.	Princeton	NJ	07/2011	Present

10/2002 → Present

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Princeton, NJ
07/2011 → Present

Bank Of America, N.A.

Princeton, NJ

Exams

Code	Exam	Date
S66	Uniform Combined State Law Examination	2003-01-24
S63	Uniform Securities Agent State Law Examination	1990-11-29

S66 Uniform Combined State Law Examination

2003-01-24
S63 Uniform Securities Agent State Law Examination

1990-11-29

Other Names

Mirta Susana Lugones

View on SEC IAPD

Current Employers

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Disclosures

Employment History

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews