Best Investors
Account
Sign in
Best Investors
Account
Sign in
One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 1997-07-08 |
| TX | RA | APPROVED_RES | 1994-06-27 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Fullerton | CA | 08/1990 | Present |
| Bank Of America, N.A. | Brea | CA | 05/2011 | Present |
I*460316, Entity Type: Charitable, Name of OBA: Kothari Foundation, Address: Fullerton, California 92835, Investment Related: N, Position, Title, Association: Director, Treasurer, Employee Start Date: 08/06/2014, No Hours: 2, No Hours during trading: 0, Duties: Family Foundation for Charitable giving. Examples of recipients: Human Society, Pathways of Hope (Homeless Shelter) and charities supporting Children's Education. I*4081300 Entity Type: Charitable Name of OBA: KOTHARI FOUNDATION Address: Fullerton, California, 92835 Investment Related: No Position, Title, Association: Officer Employee Start Date: 03/18/2026 Number of Hours: 4, Monthly Number of Hours during trading: 0 Duties: Philanthropic, donate to philanthropic causes including childhood education, homeless and hunger charities, animal welfare, arts and arts education
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1995-11-06 |
| S63 | Uniform Securities Agent State Law Examination | 1990-11-02 |
Reach out to this advisor