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2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-01-01 |
| TX | RA | APPROVED_RES | 2022-09-19 |
Branch Locations
3071 Highland Ave, Suite 302, Manhattan Beach, CA 90266 • United States
2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ubs Financial Services Inc. | Beverly Hills | CA | 11/2012 | 09/2022 |
| Newedge Securities, Inc | Pittsburgh | PA | 09/2022 | Present |
| Newedge Wealth | Stamford | CT | 09/2022 | Present |
1)3547 harvey ave / 3547 harvey ave cincinatti,ohio 45229 / Company/ Real Estate / real estate / Member of Board of Directors / / managing the llc / Start Date 12/1/14 /Cinci Living Apartments LLC / 851 Glenwood Avenue Cincinnati,Cincinnati, OH 45229 45229 / Other/ Limited liability cooperation Real Estate / Real estate investment / Proprietor / owner / / hiring the management company to manage. / Start Date 11/18/2017/43057 / 2)NewEdge Wealth, LLC, an IAR. Financial Advisor for investment related business for ultra-high net worth individuals. 120 hours a month during trading hours. Home office 2200 Atlantic Street, Stamford CT, 06902.Start Date: 09/16/2022 3.LionsStreet Private Client Group*Yes Invest*11/15/22*Austin, TX*Life Insurance*Agent*Life insurance*20 Hrs/20 non trade
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1998-02-25 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-29 |
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