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Current Employers
New Edge Wealth

2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
TX RA APPROVED_RES 2022-09-19
  • CA RA
    APPROVED
    Since 2025-01-01
  • TX RA
    APPROVED_RES
    Since 2022-09-19

Branch Locations

3071 Highland Ave, Suite 302, Manhattan Beach, CA 90266 • United States

2200 Atlantic Street Suite 200, Stamford, CT 06902 • United States

Disclosures

2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien Yes
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Beverly Hills CA 11/2012 09/2022
Newedge Securities, Inc Pittsburgh PA 09/2022 Present
Newedge Wealth Stamford CT 09/2022 Present
  • 11/2012 → 09/2022
    Beverly Hills, CA
  • 09/2022 → Present
    Newedge Securities, Inc
    Pittsburgh, PA
  • 09/2022 → Present
    Newedge Wealth
    Stamford, CT
Previous Registrations
  • 2012-11-16 → 2022-09-27
    Beverly Hills, CA
  • 2009-10-23 → 2012-11-19
    Santa Monica, CA
    Santa Monica, CA
    Santa Monica, CA
    West Los Angeles, CA
    West Los Angeles, CA
  • 1998-05-12 → 2009-10-23
    Banc Of America Investment Services, Inc.
    West Los Angeles, CA
    Santa Monica, CA
    West Los Angeles, CA
    West Los Angeles, CA
Other Businesses

1)3547 harvey ave / 3547 harvey ave cincinatti,ohio 45229 / Company/ Real Estate / real estate / Member of Board of Directors / / managing the llc / Start Date 12/1/14 /Cinci Living Apartments LLC / 851 Glenwood Avenue Cincinnati,Cincinnati, OH 45229 45229 / Other/ Limited liability cooperation Real Estate / Real estate investment / Proprietor / owner / / hiring the management company to manage. / Start Date 11/18/2017/43057 / 2)NewEdge Wealth, LLC, an IAR. Financial Advisor for investment related business for ultra-high net worth individuals. 120 hours a month during trading hours.  Home office 2200 Atlantic Street, Stamford CT, 06902.Start Date: 09/16/2022 3.LionsStreet Private Client Group*Yes Invest*11/15/22*Austin, TX*Life Insurance*Agent*Life insurance*20 Hrs/20 non trade

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-02-25
S63 Uniform Securities Agent State Law Examination 1991-01-29
  • S65 Uniform Investment Adviser Law Examination
    1998-02-25
  • S63 Uniform Securities Agent State Law Examination
    1991-01-29
Other Names
  • Mark Adams
  • Mark Ahmed

View on SEC IAPD

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