Alan Raymond Foley

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2005 → 03/2020
  Ameriprise Financial Services, Inc.
  Red Bluff, CA
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Red Bluff, CA

Other Businesses

Real Estate Ownership; Commercial; 2150 Main Street Suite 1 Red Bluff CA 96080, ,; Not Investment-Related; 03/10/2015. Business Ownership; Northstate Outdoors; ; Outdoor Guide Website and patent ownership; 14365 Mesa Court Red Bluff, CA 96080, ,; Not Investment-Related; 07/01/2007; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Blue Oaks Management, LLC; Advisor with Blue Oaks Management, LLC an Ameriprise Financial Franchise; Ameriprise Financial Advisory Firm; 2150 MAIN ST, , Red Bluff, CA, 96080-2372; Investment-Related; 05/09/2025; 60 hours per month; 60 during trading hours.

Exams

• S63 Uniform Securities Agent State Law Examination
  1990-09-05

Designations

• Certified Financial Planner
• Chartered Financial Consultant