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Richard Henry Ohlrich

Rfg Advisory, LLC

Vestavia Hills, AL

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Current Employers
Rfg Advisory, Llc

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States

Current Registrations

AuthorityCategoryStatusDate
AL RA APPROVED 2022-01-31
TX RA APPROVED_RES 2022-01-31
  • AL RA
    APPROVED
    Since 2022-01-31
  • TX RA
    APPROVED_RES
    Since 2022-01-31

Branch Locations

1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Lpl Financial, Llc Troy MI 10/2009 01/2022
Center For Wealth Planning Advisors, Inc. Troy MI 01/2015 09/2017
Rfg Advisory, Llc Vestavia Hills AL 01/2022 Present
Private Client Services, Llc Vestavia Hills AL 01/2022 Present
American Group Center For Wealth Planning Troy MI 01/2016 01/2022
  • 10/2009 → 01/2022
    Troy, MI
  • 01/2015 → 09/2017
    Center For Wealth Planning Advisors, Inc.
    Troy, MI
  • 01/2022 → Present
    Vestavia Hills, AL
  • 01/2022 → Present
    Private Client Services, Llc
    Vestavia Hills, AL
  • 01/2016 → 01/2022
    American Group Center For Wealth Planning
    Troy, MI
Previous Registrations
  • 2010-01-15 → 2022-02-04
    Port Saint Lucie, FL
    San Diego, CA
    Port Saint Lucie, FL
    Troy, MI
  • 2015-01-12 → 2017-09-11
    Center For Wealth Planning Advisors, Inc
    Troy, MI
  • 2009-06-23 → 2009-10-13
    Mutual Service Corporation
    West Palm Beach, FL
    Boston, MA
Other Businesses

1) Crump Insurance. Insurance Agent. Life/Health, and variable insurance offerings to personal and family accounts. 20 hrs/mo;20 during trading hrs. 2) RFG Advisory. Investment related. Start Date: 01/2022. 1400 Urban Center Dr, Ste 475, Vestavia Hills, AL 35242. RIA. 160 hrs/mo; 96 during trading hrs.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2009-06-02
S63 Uniform Securities Agent State Law Examination 1992-08-06
  • S66 Uniform Combined State Law Examination
    2009-06-02
  • S63 Uniform Securities Agent State Law Examination
    1992-08-06
Other Names
  • Rick Ohlrich

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