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1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242-2245 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AL | RA | APPROVED | 2022-01-31 |
| TX | RA | APPROVED_RES | 2022-01-31 |
Branch Locations
1400 Urban Center Drive Suite 475, Vestavia Hills, AL 35242 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Troy | MI | 10/2009 | 01/2022 |
| Center For Wealth Planning Advisors, Inc. | Troy | MI | 01/2015 | 09/2017 |
| Rfg Advisory, Llc | Vestavia Hills | AL | 01/2022 | Present |
| Private Client Services, Llc | Vestavia Hills | AL | 01/2022 | Present |
| American Group Center For Wealth Planning | Troy | MI | 01/2016 | 01/2022 |
1) Crump Insurance. Insurance Agent. Life/Health, and variable insurance offerings to personal and family accounts. 20 hrs/mo;20 during trading hrs. 2) RFG Advisory. Investment related. Start Date: 01/2022. 1400 Urban Center Dr, Ste 475, Vestavia Hills, AL 35242. RIA. 160 hrs/mo; 96 during trading hrs.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2009-06-02 |
| S63 | Uniform Securities Agent State Law Examination | 1992-08-06 |
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