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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2026-02-27 |
Branch Locations
One North Jefferson Avenue H0004-05C, St. Louis, MO 63103 • UNITED STATES
One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2024-10-28 |
Branch Locations
One N Jefferson Ave, St. Louis, MO 63103 • United States
2 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Scottrade/Td Ameritrade | St Louis | MO | 03/2013 | 04/2018 |
| Hightower Securities Llc | New York | NY | 11/2018 | 04/2019 |
| Americu Credit Union | Rome | NY | 06/2019 | 02/2021 |
| Cuna Mutual Group | Waverly | IA | 03/2021 | 05/2021 |
| Cuna Brokerage Services, Cbsi | Waverly | IA | 03/2021 | 05/2021 |
| Unemployed | Watertown | NY | 04/2018 | 11/2018 |
| Unemployed | Watertown | NY | 05/2019 | 06/2019 |
| Wells Fargo Clearing Services | St Louis | MO | 08/2021 | Present |
| Disys | St. Louis | MO | 05/2021 | Present |
MARSHALLS DEPARTMENT STORE; NOT INV RELATED; ST. LOUIS, MO; MERCHANDISE ASSOCIATE; 08/2025; 80 HOURS PER MONTH; 0 DURING TRADING; RETAIL SELLING CLOTHES AND HOME GOODS
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-03-16 |
| S65 | Uniform Investment Adviser Law Examination | 2007-04-10 |
| S63 | Uniform Securities Agent State Law Examination | 1991-01-21 |
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