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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-23
IL RA APPROVED 2011-02-11
  • TX RA
    APPROVED_RES
    Since 2023-03-23
  • IL RA
    APPROVED
    Since 2011-02-11

Branch Locations

1521 North Covent Suite 400, Bourbonnais, IL 60914 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint Yes
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services Bourbonnais IL 02/2011 Present
Raymond James Financial Services Advisors, Inc Bourbannais IL 02/2011 Present
Faber Financial Insurance Services Bourbonnais IL 02/2011 Present
Previous Registrations
Other Businesses

(1) Name of Business: Faber Financial Group Address: 1521 N Convent St Ste 400, Bourbonnais, IL, 60914, United States Activity Type: Support Company - Owner Position/Title: Other Investment Related: No Start Date: 02/11/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: normal activity (2) Name of Business: FFG-H, LLC DBA Faber Financial Insurance Services Address: 1521 N Convent St Ste 400, Bourbonnais, IL, 60914, United States Activity Type: Non-variable Insurance Position/Title: Agent, Owner Investment Related: Yes Start Date: 08/22/2013 Hours per month devoted to this business: 2-10 Hours per month devoted to this business during trading hours: 0-1 Description of duties: quote and service individual and group policiesprovide a computer link for inquiries about individual health insurance: https://retailweb.hcsc.net/retailshoppingcart/IL/census?ExpressLinkedAgentId=253786 (no longer in use) \n\n10/18/2023 Establish an Insurance agency that sells and services group & Individual health insurance, Group Life & Disability options, Medicare supplements, Property & Casualty insurance. (3) Name of Business: FFG-I, LLC Address: 1521 N Convent St Ste 400, Bourbonnais, IL, 60914, United States Activity Type: Support Company - Owner Position/Title: Independent Contractor Investment Related: Yes Start Date: 02/01/2011 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: sub lease office space and share rent (4) Name of Business: Ron Sieling CPA Address: 1521 N Convent St Ste 400, Bourbonnais, IL, 60914-1484, United States Activity Type: Rental Real Estate Position/Title: Other Investment Related: Yes Start Date: 01/02/2023 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: sub lease office space

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2001-08-21
S63 Uniform Securities Agent State Law Examination 1990-10-26
  • S65 Uniform Investment Adviser Law Examination
    2001-08-21
  • S63 Uniform Securities Agent State Law Examination
    1990-10-26

View on SEC IAPD

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