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Current Employers
Wells Fargo Advisors Financial Network, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2022-03-10
TX RA APPROVED 2022-03-10
  • IL RA
    APPROVED
    Since 2022-03-10
  • TX RA
    APPROVED
    Since 2022-03-10

Branch Locations

232 Main Street Nw [Satellite], Bourbonnais, IL 60914 • United States

10 South Wacker Drive Suite 2960, Chicago, IL 60606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Advisors Llc Bourbonnais IL 05/2009 11/2016
Wells Fargo Clearing Services, Llc Bourbonnais IL 11/2016 03/2022
Wells Fargo Advisors Financial Network, Llc Bourbonnais IL 03/2022 Present
Previous Registrations
Other Businesses

RIORDAN FAMILY FARM, INV RELATED, HERSCHER, IL, 6.25% OWNERSHIP, START 1/1/1982, 1 HOUR PER MONTH, ZERO HOURS DURING TRADING, FAMIL FARM PROPERTY. ST. MARGARET MARY CATHOLIC CHURCH, INV RELATED, HERSCHER, IL, FINANCE COMMITTEE MEMBER, START 9/1/2011, 1 HOUR PER MONTH, ZERO DURING TRADING, DISCUSSING CHURCH EXPENDITURES. TIMOTHY J FELLER ARCHITECTURE, NOT INV RELATED, HERSCHER, IL, AUTHORIZED SIGNER, START 3/1/1999, , 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, SPOUSE'S HOME CONSTRUCTION AND REMODELING BUSINESS. FELLER CONSTRUCTION LLC, NOT INVT RELATED, HERSCHER, IL, AUTHORIZED SIGNER, START 5/6/2019, 5 HOURS PER MONTH, ZERO HOURS DURING TRADING, SPOUSE'S ARCHITECTURE AND DESIGN BUSINESS. VISTA WEALTH ADVISORS, LLC; INV. RELATED; BOURBONNAIS, IL; 20% OWNERSHIP; START 12/1/2021; 175 HOURS PER MONTH ; 130 HOURS DURING TRADING; FINET PRACTICE. NSR LEGACY, LLC, INVT RELATED, HERSCHER, IL, 25% OWNERSHIP, START DATE 3/27/2023, 2 HRS PER MONTH, 0 HRS DURING TRADING, LLC TO HOLD FAMILY PROPERTY. OUR AGING SERVICES INC; INV RELATED; CHICAGO, IL; TREASURER OF THE BOARD OF DIRECTORS;0% OWNERSHIP; ; START DATE: 04/08/2026; 5 HRS PER MONTH; 0 HRS DURING TRADING;

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2005-02-01
S63 Uniform Securities Agent State Law Examination 2005-01-26
  • S65 Uniform Investment Adviser Law Examination
    2005-02-01
  • S63 Uniform Securities Agent State Law Examination
    2005-01-26

View on SEC IAPD

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