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Steven Matthew Silverman

LPl Enterprise, LLC

Shelton, CT

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Current Employers
Lpl Enterprise, Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
AR RA APPROVED 2024-11-14
CT RA APPROVED 2024-11-14
IN RA APPROVED 2024-11-14
KS RA APPROVED 2024-11-14
ME RA APPROVED 2024-11-14
MN RA APPROVED 2024-11-14
NV RA APPROVED 2024-11-14
NH RA APPROVED 2024-11-14
NJ RA APPROVED 2024-11-14
NY RA APPROVED 2024-11-14
OH RA APPROVED 2024-11-14
OR RA APPROVED 2024-11-14
PA RA APPROVED 2024-11-14
RI RA APPROVED 2024-11-14
TX RA APPROVED_RES 2024-11-14
VT RA APPROVED 2024-11-14
WA RA APPROVED 2024-11-14
WI RA APPROVED 2024-11-14
  • AR RA
    APPROVED
    Since 2024-11-14
  • CT RA
    APPROVED
    Since 2024-11-14
  • IN RA
    APPROVED
    Since 2024-11-14
  • KS RA
    APPROVED
    Since 2024-11-14
  • ME RA
    APPROVED
    Since 2024-11-14
  • MN RA
    APPROVED
    Since 2024-11-14
  • NV RA
    APPROVED
    Since 2024-11-14
  • NH RA
    APPROVED
    Since 2024-11-14
  • NJ RA
    APPROVED
    Since 2024-11-14
  • NY RA
    APPROVED
    Since 2024-11-14
  • OH RA
    APPROVED
    Since 2024-11-14
  • OR RA
    APPROVED
    Since 2024-11-14
  • PA RA
    APPROVED
    Since 2024-11-14
  • RI RA
    APPROVED
    Since 2024-11-14
  • TX RA
    APPROVED_RES
    Since 2024-11-14
  • VT RA
    APPROVED
    Since 2024-11-14
  • WA RA
    APPROVED
    Since 2024-11-14
  • WI RA
    APPROVED
    Since 2024-11-14

Branch Locations

1 Corporate Drive Suite 205, Shelton, CT 06484 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Prudential Insurance Company Of America Shelton CT 08/1990 Present
Pruco Securities, Llc. Shelton CT 09/1990 11/2024
State Of Ct / Central Ct State University New Britain CT 08/2018 11/2024
Lpl Enterprise, Llc Shelton CT 11/2024 Present
  • 08/1990 → Present
    Prudential Insurance Company Of America
    Shelton, CT
  • 09/1990 → 11/2024
    Pruco Securities, Llc.
    Shelton, CT
  • 08/2018 → 11/2024
    State Of Ct / Central Ct State University
    New Britain, CT
  • 11/2024 → Present
    Lpl Enterprise, Llc
    Shelton, CT
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-11
S63 Uniform Securities Agent State Law Examination 1991-07-25
  • S65 Uniform Investment Adviser Law Examination
    1999-10-11
  • S63 Uniform Securities Agent State Law Examination
    1991-07-25

View on SEC IAPD

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