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1295 State Street, Springfield, MA 01111-0001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| PA | RA | APPROVED | 2017-03-25 |
Branch Locations
16 Campus Blvd Suite 200, Newtown Square, PA 19073 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| New England Securities | Newtown Square | PA | 10/2010 | Present |
| Metlife Securities Inc. | Newtown | PA | 01/2015 | Present |
| Mml Investors Services, Llc | Newtown Square | PA | 03/2017 | Present |
(1)NAME: JAMES TROTTER INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: INDIVIDUAL LIFE POSITION: AGENT START: 05/2016 NO HRS: 4 NO HRS DUR TRADING: 4. (2)NAME: JAMES TROTTER INV REL: Y ADDR: 16 CAMPUS BLVD NEWTOWN SQUARE PA 19073 NATURE: LIFE SETTLEMENTS/VIATICALS POSITION: AGENT START: 05/2016 NO HRS: 0 NO HRS DUR TRADING: 0. (3)NAME: JAMES TROTTER INV REL: Y ADDR: 255 CHESNUT ST WEST CHESTER PA 19380 NATURE: RENTAL PROPERTY POSITION: OWNER START: 05/2011 NO HRS: 1 NO HRS DUR TRADING: 0.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2008-02-27 |
| S63 | Uniform Securities Agent State Law Examination | 2005-10-28 |
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