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Marcia I. Herrera

J.P. Morgan Securities LLC

Panorama City, CA

Van Nuys, CA

Sherman Oaks, CA

CRD 2090749

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Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Pension consulting
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
J.P. Morgan Securities Llc

270 Park Avenue, New York, NY 10017 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2015-11-02
CA RA APPROVED 2014-07-01
  • TX RA
    APPROVED_RES
    Since 2015-11-02
  • CA RA
    APPROVED
    Since 2014-07-01

Branch Locations

8450 Van Nuys Blvd., Panorama City, CA 91402 • United States

6300 Van Nuys Boulevard, Van Nuys, CA 91401 • United States

5555 Van Nuys Blvd, Sherman Oaks, CA 91401 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
J.P. Morgan Securities Llc Van Nuys CA 06/2014 03/2017
Jpmorgan Securities Llc Sherman Oaks CA 03/2017 Present
Jpmorgan Chase Bank, N.A. Sherman Oaks CA 03/2017 Present
  • 06/2014 → 03/2017
    J.P. Morgan Securities Llc
    Van Nuys, CA
  • 03/2017 → Present
    Jpmorgan Securities Llc
    Sherman Oaks, CA
  • 03/2017 → Present
    Jpmorgan Chase Bank, N.A.
    Sherman Oaks, CA
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2012-04-09
S63 Uniform Securities Agent State Law Examination 1990-09-10
  • S66 Uniform Combined State Law Examination
    2012-04-09
  • S63 Uniform Securities Agent State Law Examination
    1990-09-10
Other Names
  • Marcia H Daughtry
  • Marcia Isabel Herrera

View on SEC IAPD

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Nearby Offices

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