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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2025-05-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Ronald J. Rubin & Co., Cpa | Studio City | CA | 11/1984 | Present |
| H. Beck, Inc. | Rockville | MD | 11/2006 | 03/2021 |
| Ronald J Rubin | Valley Glen | CA | 02/1998 | Present |
| Grove Point Advisors, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Grove Point Investments, Llc | Rockville | MD | 04/2021 | 05/2025 |
| Lpl Financial Llc | Valley Glen | CA | 05/2025 | Present |
1. 05/2025- Rubin Financial Services- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 02/05/1998- 60 Hours Per Month- 40 Hours During Trading 2. 05/2025- Ronald J Rubin and Company, Certified Public Accountants- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 11/01/1983- 100 Hours Per Month- 75 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 1999-10-19 |
| S63 | Uniform Securities Agent State Law Examination | 1990-12-07 |
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