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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-05-01
  • CA RA
    APPROVED
    Since 2025-05-01

Branch Locations

6129 Bluebell Av, Valley Glen, CA 91606 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ronald J. Rubin & Co., Cpa Studio City CA 11/1984 Present
H. Beck, Inc. Rockville MD 11/2006 03/2021
Ronald J Rubin Valley Glen CA 02/1998 Present
Grove Point Advisors, Llc Rockville MD 04/2021 05/2025
Grove Point Investments, Llc Rockville MD 04/2021 05/2025
Lpl Financial Llc Valley Glen CA 05/2025 Present
  • 11/1984 → Present
    Ronald J. Rubin & Co., Cpa
    Studio City, CA
  • 11/2006 → 03/2021
    H. Beck, Inc.
    Rockville, MD
  • 02/1998 → Present
    Ronald J Rubin
    Valley Glen, CA
  • 04/2021 → 05/2025
    Grove Point Advisors, Llc
    Rockville, MD
  • 04/2021 → 05/2025
    Grove Point Investments, Llc
    Rockville, MD
  • 05/2025 → Present
    Valley Glen, CA
Previous Registrations
  • 2021-04-01 → 2025-05-01
    Grove Point Advisors, Llc
    Rockville, MD
    Valley Glen, CA
    Rockville, MD
  • 2006-11-28 → 2021-04-01
    Grove Point Investments, Llc
    Valencia, CA
    Valley Glen, CA
    Rockville, MD
  • 1999-12-17 → 2006-11-28
    National Planning Corporation
    Studio City, CA
  • 2002-11-08 → 2003-08-14
    The Planners Network, Inc.
    Studio City, CA
Other Businesses

1. 05/2025- Rubin Financial Services- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 02/05/1998- 60 Hours Per Month- 40 Hours During Trading 2. 05/2025- Ronald J Rubin and Company, Certified Public Accountants- Tax Prep/Accounting/CPA- INV Related- At Reported Business Location(s)- Start date 11/01/1983- 100 Hours Per Month- 75 Hours During Trading

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1999-10-19
S63 Uniform Securities Agent State Law Examination 1990-12-07
  • S65 Uniform Investment Adviser Law Examination
    1999-10-19
  • S63 Uniform Securities Agent State Law Examination
    1990-12-07
Designations
Other Names
  • Ronald J Rubin

View on SEC IAPD

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