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Current Employers
Mml Investors Services, Llc

1295 State Street, Springfield, MA 01111-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
WI RA APPROVED 2017-03-25
  • WI RA
    APPROVED
    Since 2017-03-25

Branch Locations

10401 Innovation Drive Suite 125, Wauwatosa, WI 53226 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Metlife Securities Inc. Menomonee Falls WI 04/1990 03/2017
Mml Investors Services, Llc Wauwatosa WI 03/2017 Present
Massmutual Life Insurance Co Wauwatosa WI 07/2016 Present
  • 04/1990 → 03/2017
    Metlife Securities Inc.
    Menomonee Falls, WI
  • 03/2017 → Present
    Wauwatosa, WI
  • 07/2016 → Present
    Massmutual Life Insurance Co
    Wauwatosa, WI
Previous Registrations
  • 2002-09-24 → 2017-03-25
    Msi Financial Services, Inc.
    Milwaukee, WI
    Milwaukee, WI
    Milwaukee, WI
    Milwaukee, WI
Other Businesses

Name: FRANCIS O'TOOLE METLIFE P&C Inv rel: Y Add: 10401 INNOVATION DRIVE SUITE 125 WAUWATOSA, WI 53226 Nature: INDIVIDUAL LIFE, PROPERTY/CASUALTY, HEALTH Position: SALES, OWNERSHIP/AGENT Start date: 07/012016 No. HR/MO: 10 No. HR/MO during sec trading: 10 DUTIES: LIFE, HEALTH, PROPERTY, CASUALTY INSURANCE

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-04-15
  • S63 Uniform Securities Agent State Law Examination
    1991-04-15
Designations

View on SEC IAPD

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