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Katherine Sue Knowlton

Stifel, Nicolaus & Company, Incorporated

Portland, OR

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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2013-04-05
  • TX RA
    APPROVED
    Since 2013-04-05

Branch Locations

121 Sw Morrison Suite 1800, Portland, OR 97204 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Portland OR 04/2013 Present
  • 04/2013 → Present
    Stifel Nicolaus & Co Inc
    Portland, OR
Previous Registrations
Other Businesses

1. STATE OF OREGON NOTARY PUBLIC; NOTARY PUBLIC; 3 HOURS PER YEAR; DURING SECURITIES TRADING HOURS; NOT INVESTMENT RELATED

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1991-04-23
  • S63 Uniform Securities Agent State Law Examination
    1991-04-23

View on SEC IAPD

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Other Offices

CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · PORTLAND, OR
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Portland, OR
SUCCESS WEALTH MANAGEMENT LLC · Portland, OR
INMAN FINANCIAL SERVICES, INC. · PORTLAND, OR
PINNACLE WEALTH ADVISORS · Portland, OR
OSAIC WEALTH, INC. · TIGARD, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR
MERCER GLOBAL ADVISORS INC. · Tigard, OR

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