Gary Peter Cohen

Employer firm

Raymond James & Associates, Inc. CRD 705

$501B regulatory AUM 2,231 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Educational seminars

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 09/2012 → 07/2017
  Ubs Financial Services Inc.
  Century City, CA
• 07/2017 → Present
  Raymond James & Associates
  Los Angelos, CA

Previous Registrations

• 2012-09-19 → 2017-08-10
  Ubs Financial Services Inc.
  Los Angeles, CA
  Encino, CA
• 2009-03-10 → 2012-09-19
  Wells Fargo Clearing Services, Llc
  Beverly Hills, CA

Other Businesses

(1)Name of Business: GGA 1515 Address: Encino, CA, 91316, United States Activity Type: Rental Real Estate Position/Title: Partner Investment Related: Yes Start Date: 04/29/2021 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: Inherited a 3 family apartment building, with my brother and sister. In Brooklyn Ny. Winding down operations the next few years

Exams

• S66 Uniform Combined State Law Examination
  2009-03-19
• S63 Uniform Securities Agent State Law Examination
  1991-01-24