Michael John Smalyga

Current Employers

Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

Authority	Category	Status	Date
TX	RA	APPROVED_RES	2014-04-16
SC	RA	APPROVED	2012-08-01

TX RA
APPROVED_RES

Since 2014-04-16
SC RA
APPROVED

Since 2012-08-01

Branch Locations

941 Houston Northcutt Blvd Suite 100, Mt. Pleasant, SC 29464 • United States

Mount Pleasant, SC • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

Regulatory action No
Criminal No
Bankruptcy No
Civil judicial No
Bond No
Judgment / lien No
Investigation No
Customer complaint Yes
Termination No

Employment History

Organization	City	State	From	To
Ubs Financial Services Inc.	Charleston	SC	08/2012	Present

08/2012 → Present

Ubs Financial Services Inc.

Charleston, SC

Previous Registrations

2009-06-01 → 2012-08-08

Morgan Stanley

Charleston, SC
2003-10-17 → 2009-06-01

Citigroup Global Markets Inc.

Charleston, SC

Charleston, SC

Exams

Code	Exam	Date
S65	Uniform Investment Adviser Law Examination	2003-09-22
S63	Uniform Securities Agent State Law Examination	1991-12-18

S65 Uniform Investment Adviser Law Examination

2003-09-22
S63 Uniform Securities Agent State Law Examination

1991-12-18

Other Names

Michael John Smalycya

View on SEC IAPD

Current Employers

Ubs Financial Services Inc.

Disclosures

Employment History

Previous Registrations

Exams

Other Names

Other Firms

Other Investors

Other Offices

Reviews