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Current Employers
Capital Research Advisors, Llc

3011 Sutton Gate Drive Second Floor, Suite 240, Suwanee, GA 30024 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2004-12-14
  • GA RA
    APPROVED
    Since 2004-12-14

Branch Locations

1400 Buford Hwy, Suite C-1, Sugar Hill, GA 30518 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Taylor Co. Board Of Education Butler GA 08/1988 Present
Capital Research Advisors, Llc Sugar Hill GA 07/2003 Present
Smith Insurance Butler GA 08/2001 Present
Ceros Financial Services, Inc. South Boston MA 08/2009 Present
All Star Printing Warner Robins GA 11/2014 01/2022
  • 08/1988 → Present
    Taylor Co. Board Of Education
    Butler, GA
  • 07/2003 → Present
    Sugar Hill, GA
  • 08/2001 → Present
    Smith Insurance
    Butler, GA
  • 08/2009 → Present
    Ceros Financial Services, Inc.
    South Boston, MA
  • 11/2014 → 01/2022
    All Star Printing
    Warner Robins, GA
Previous Registrations
  • 2003-03-04 → 2003-06-16
    Cambridge Investment Research, Inc.
    Butler, GA
Other Businesses

1)INSURANCE AGENT/SOLE PROPRIETOR WITH SMITH INVESTMENTS SINCE 08/2001. LOCATED IN BUTLER, GEORGIA. 5% OF HIS TIME IS DEDICATED TO THIS ACTIVITY, WHICH HE SELLS LIFE & P&C POLICIES. NOT INVESTMENT RELATED 2) INSURANCE AGENT WITH REYNOLDS INSURANCE, P O BOX 806 REYNOLDS, GA 31076; START DATE 7-2001; INSURANCE AGENCY SELLING PROPERTY AND CASUALTY AND SOME LIFE INVESTMENTS; 10 HOURS PER MONTH; 0 HOURS DURING TRADING DAY; NOT INVESTMENT RELATED; 3) CAPITAL RESEARCH ADVISORS; CAPITAL RESEARCH ADVISORS;4185 SILVER PEAK PARKWAY SUWANEE GA 30024; REP; 20 HOURS PER MONTH; 5 HOURS WEEK DURING TRADING HOURS; INVESTMENT RELATED.

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 1990-11-09
  • S63 Uniform Securities Agent State Law Examination
    1990-11-09

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