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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-10-06
  • GA RA
    APPROVED
    Since 2022-10-06

Branch Locations

4706 Hog Mountain Rd, Flowery Branch, GA 30542 • United States

4681 Nelson Brogdon Blvd, Sugar Hill, GA 30518 • United States

2055 Sugarloaf Circle [G8-Rbo], Duluth, GA 30097 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Alpharetta GA 01/2011 09/2022
Bank Of America, N.A. Alpharetta GA 01/2011 09/2022
Wells Fargo Clearing Services, Llc Gainesville GA 10/2022 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2019-11-27
  • S66 Uniform Combined State Law Examination
    2019-11-27
Other Names
  • Charles Williams

View on SEC IAPD

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