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Current Employers
Global Assets Advisory, Llc

111 N. Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-08-05
  • GA RA
    APPROVED
    Since 2022-08-05

Branch Locations

4988 W Broad Street, Sugar Hill, GA 30518 • United States

111 N. Orange Avenue Suite 1000, Orlando, FL 32801 • United States

International Assets Investment Management, Llc

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2022-08-01
  • GA RA
    APPROVED
    Since 2022-08-01

Branch Locations

4988 W Broad Street, Sugar Hill, GA 30518 • United States

111 North Orange Avenue Suite 1000, Orlando, FL 32801 • United States

Disclosures

3 disclosure categories reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action Yes
  • Criminal Yes
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination Yes
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Atlanta GA 07/2012 09/2017
Morgan Stanley Private Bank, National Association New York NY 01/2015 09/2017
Jpmorgan Chase Bank Na Atlanta GA 10/2017 06/2022
Jpmorgan Securities Llc Atlanta GA 10/2017 06/2022
International Assets Advisory, Llc Brookhaven GA 07/2022 11/2023
International Assets Investment Management, Llc Brookhaven GA 07/2022 Present
Global Assets Advisory, Llc Brookhaven GA 08/2022 Present
  • 07/2012 → 09/2017
    Morgan Stanley Smith Barney
    Atlanta, GA
  • 01/2015 → 09/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 10/2017 → 06/2022
    Jpmorgan Chase Bank Na
    Atlanta, GA
  • 10/2017 → 06/2022
    Jpmorgan Securities Llc
    Atlanta, GA
  • 07/2022 → 11/2023
    International Assets Advisory, Llc
    Brookhaven, GA
  • 07/2022 → Present
    Brookhaven, GA
  • 08/2022 → Present
    Brookhaven, GA
Previous Registrations
Other Businesses

G2 RAMPART CONSULTING, LLC 4988 W BROAD ST, SUGAR HILL, GA 30518 - PRIVATE LABEL ENTITY FOR FINANCIAL BUSINESS - FOUNDER/MANAGING MEMBER SINCE 8/2022 - APPROX 40 HRS/MO - COMMISSIONS/FEES

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 1998-03-09
S63 Uniform Securities Agent State Law Examination 1993-09-03
  • S65 Uniform Investment Adviser Law Examination
    1998-03-09
  • S63 Uniform Securities Agent State Law Examination
    1993-09-03
Designations
Other Names
  • David Arvile Dodson
  • David Arvile Dodson

View on SEC IAPD

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